Unfortunately, as a proxy investment regime, there also exists the principal-agent problem between individual investors and fund managers.

为了减少基金经理的道德风险，委托人（投资者）会对基金经理进行激励和约束。

youdao

The voluntary investment bank holding company regime has ended.

自愿投资银行控股公司的机制已经不存在了。

youdao

The proposals range from a special insolvency regime for investment Banks (there is none now) to tightening up the clearing and settling of trades, and the handling of clients' assets.

文件上的提议涵盖许多方面，从为投行制定的特别偿债制度(目前还没有任何偿债制度)到加强交易的清算以结算流程，同时还涉及对客户资产的处理。

youdao

Russia, as Mr Putin has signalled by announcing plans for a new investment regime for foreign oil firms, is even keener.

ECONOMIST: Resources: Hidden treasure | The

The regulatory regime for investment banks may now have to be rethought to make them more resilient to financial catastrophe.

ECONOMIST: JPMorgan Chase takes over

The House Financial Services Subcommittee on Capital Markets sent a letter this week to Securities and Exchange Commission (SEC) Chairman Mary Schapiro announcing their intention to hold hearings to consider the recent SEC staff study which proposed fundamentally changing the regulatory regime for investment advisers and broker-dealers.

FORBES: SEC Study of Advisers and Brokers Challenged by House Committee