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Bankruptcy laws, corporate governance standards, and timely and sufficient disclosure of information are also important supports for confidence.
ECONOMIST: Economics focus
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Representative Spencer Bachus, the Republican chair of the House Committee on Domestic and International Monetary Policy, said in a letter to SEC Chairman Arthur Levitt that the regulator should delay the listing by 90 days to give it time to "determine whether sufficient disclosure has been provided to potential investors" in the registration process.
CENTERFORSECURITYPOLICY: Center For Security Policy
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"The company and its officers provided sufficient and appropriate disclosure, " it says.
FORBES: SEC Seeks More Charges For Bank Of America
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Apparently the fact that the SEC had investigated the pension consulting industry and found conflicts pervasive and disclosure practices wanting was not sufficient.
FORBES: PBGC Consultant Subpoenaed by DOL (May 2, 2006 )
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He thinks that only full disclosure required by law will be sufficient to restore public trust in the industry.
ECONOMIST: Pharmaceuticals
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While the SEC generally opines that disclosure of material facts to investors is sufficient, fiduciary duties require far more when dealing on behalf of pensions.
FORBES: International Campaign to Eliminate Pension Consultant Abuses (November 2, 2004 )
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The fact that the SEC, in connection with that industry review, had requested Wilshire change its disclosure practices regarding conflicts of interest also was not sufficient cause for concern by the PBGC.
FORBES: Problems Areas for Pensions: 457/403(b); Custodial Services; Minority/Emerging Managers (May 2, 2006 )