That "regulatory risk" may be too much for investors to stomach unless the offer is improved.
These additional risks can be broken into four categories: investment risk, record-keeping risk, employer-business risk and regulatory risk.
FORBES: 401(k)s: Far More Dangerous Than IRAs (March 2, 2001)
Regulatory Risk : When the Goldman fraud charges surfaced, the market used it as an excuse to sell off.
Create regulatory risk management controls reasonably designed to ensure compliance with all regulatory requirements applicable in connection with market access.
FORBES: No More Tolerance For Unlicensed Driving In The Markets
In our March 2001 alert we identified four categories of risk related to 401(k)s: investment risk, record-keeping risk, employer-business risk and regulatory risk.
Dollar Thrifty dominated headlines on Tuesday as well, announcing it was ending its sale process as offers it had received failed to eliminate regulatory risk.
Apollo offers a laundry list of concerns, starting with regulatory risk.
WSJ: AHEAD OF THE TAPE: Apollo Group Gets Graded on the Curve
On that basis alone, the regulatory risk has risen enormously.
Finally, 401(k) investors are subject to far greater regulatory risk.
FORBES: 401(k)s: Far More Dangerous Than IRAs (March 2, 2001)
Regulatory risk is a big dilemma solar investors face.
FORBES: Solar Industry Rising: Can Energy's Fastest-Growing Sector Keep It Going?
Though it said the market's enthusiasm for Facebook isn't out of line, Morningstar cited several near-term challenges facing the company, including regulatory risk, privacy concerns and visibility into advertising return on investment.
They want the software to sell improved data quality, faster book closings, better regulatory compliance and risk management.
Most definitions place significant emphasis on enterprise value preservation, which largely comprises of rules, regulatory compliance, risk management, and other types of watchdog activities.
Hence regulatory or litigation risk might prompt you to steer clear.
In financial services, he says, there is heavy spending on regulatory compliance and risk management, both for regulations already imposed and for others that the industry is anticipation to be added.
FORBES: Update: Infosys Exec Says No Signs Of IT Budget Cuts
Chartis said that while banks are directing their risk management to regulatory demands, they should also be looking at improving risk management to improve profitability.
The point is for any institution that is too big to fail or that poses a systemic risk, our regulatory white paper is about how to limit that -- eliminate the systemic risk, put in tight capital liquidity requirements on the institutions, so that they can fail if they mess up.
They know there is an increased risk of regulatory intervention by Ofcom to frustrate the takeover.
Recent events underscore the need for strong market discipline, prudent regulatory policies and robust risk management.
FORBES: Treasury Under Secretary Robert K. Steel's Remarks On Bear Deal
Furthermore, although there has been some form of a conclusion to the Greek debt crisis, there hasn't been a resolution to the sovereign-debt crisis in Europe and the inability of banks to warehouse risk due to risk and regulatory considerations, said analysts at Nomura.
All too often, once government takes over, what was private risk management becomes regulatory compliance.
Thus, ConocoPhillips seems to be moving away from projects in regions with high political risk and uncertain regulatory environments.
The work has historically been done by banks, but they are now eager to shed the business amid new capital requirements, risk measurements and regulatory scrutiny.
Even then, professional, regulatory and internal quality and risk management policies generally require second partner reviews and other supervision of even the work of partner level licensed professionals.
FORBES: Auditors Want Overtime: California Lawsuit Against PwC Could Change Model
Some observers now feel that in view of this reduced risk, the regulatory capital banks are required to hold may be excessive and could be better employed elsewhere.
The strategy aims to ensure the responsible development of nanotechnology by providing guidance to the Federal agencies that produce the scientific information for risk management, regulatory decision-making, product use, research planning, and public outreach.
The principles also govern internal risk management models and regulatory capital models.
FORBES: Improving Risk Aggregation and Reporting Poses Major Challenges to Banks
Moreover, the crisis showed how risk can cross traditional regulatory lines.
Beside government imposing stiff regulatory penalties for breaches, organizations risk their brands and corporate reputations when they trust the cloud, and cloud security still rings of oxymoron with the majority of enterprise customers.
FORBES: Your Music is Moving to the Cloud. What About the Rest of Your Business?
应用推荐